B.C. Accountant Settles U.S. SEC Fraud Case
A Burnaby accountant has agreed to a U.S. court settlement for his alleged role in pump-and-dump schemes that netted over $150 million. Read the details of the penalties and bans.
Category : Search result: SEC deregistration
SEC probing Jefferies over First Brands disclosures
The SEC is investigating Jefferies Financial Group regarding its disclosures about exposure to bankrupt auto-parts supplier First Brands Group. Learn about the probe's details and market impact.
Exchanges warn SEC against crypto rule bypassing
Major stock exchanges demand SEC prevent cryptocurrency companies from circumventing securities regulations. Learn how this could impact crypto market oversight and investor protection in Canada.
Michael Burry's Hedge Fund Deregisters with SEC
Michael Burry's Scion Asset Management has terminated its SEC registration. The 'Big Short' investor hinted at new ventures starting November 25th.
Nasdaq Staffing Up for ETF Share Class Listings
Nasdaq is aggressively hiring to prepare for a surge in ETF share class listings after U.S. regulators approved the new structure. Learn how this move impacts the $13 trillion ETF market.
Robinhood's Casino-Like Market Powers Record Gains
Discover how Robinhood's payment for order flow model and gamified trading features are driving record revenues while drawing regulatory scrutiny in Canada's financial landscape.
Hedge Fund Accused of Lying to SEC in Short Seller Report
A prominent short seller alleges serious misconduct by a hedge fund, claiming they misled regulators about investment strategies and risk management practices.
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