B.C. EV company pays $35K to settle securities violations
A Vancouver electric vehicle company has paid a $35,000 penalty to the B.C. Securities Commission to resolve regulatory violations. Learn the details of the settlement.
Category : Search result: US securities
Calgary Duo Alleged in Insider Trading Scheme
A Calgary man and his mother are accused of using confidential information for stock trades, the Alberta Securities Commission alleges. Read the details of the case.
B.C. man, company settle for $30K over misleading investors
A B.C. man and his company have agreed to a $30,000 settlement after the securities commission found they misled investors and obstructed justice. Get the details on the case.
Trump grants clemency in $1.6B fraud case
President Trump granted clemency to David Gentile, convicted in a $1.6 billion investment fraud scheme affecting thousands. Learn about the case details and implications.
B.C. regulator alleges $16M investor fraud scheme
The B.C. Securities Commission accuses a company of defrauding investors of $16 million. Learn about the allegations and regulatory response in this developing story.
Supreme Court Allows Investor Mining Lawsuit
Canada's Supreme Court permits investor legal action against a mining company to move forward, marking a significant ruling for shareholder rights and corporate accountability.
Market manipulation cases trending up in Canada
Canadian regulators report increasing market manipulation cases as new data reveals concerning trends. Learn how authorities are addressing this financial threat.
Exchanges warn SEC against crypto rule bypassing
Major stock exchanges demand SEC prevent cryptocurrency companies from circumventing securities regulations. Learn how this could impact crypto market oversight and investor protection in Canada.
Canadians invest $61B in U.S. securities in 2025
Statistics Canada reveals Canadian investors funneled $61 billion into U.S. securities during the first half of 2025, highlighting cross-border investment trends.
B.C. Securities Commission settles for $4M+
The B.C. Securities Commission has reached a settlement exceeding $4 million with an individual and his company. Discover the details of this significant regulatory action.
Hedge Fund Accused of Lying to SEC in Short Seller Report
A prominent short seller alleges serious misconduct by a hedge fund, claiming they misled regulators about investment strategies and risk management practices.
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